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Understanding Mill Test Certificates: EN 10204 3.1 and 3.2

Understanding Mill Test Certificates: EN 10204 3.1 and 3.2

EN 10204 does not tell you what to test. It tells you who is allowed to sign the result, and how independent that signatory must be from the people who made the material. Understanding that distinction prevents most of the arguments that erupt at goods inward.

What EN 10204 actually standardises

EN 10204 does not tell you what to test. It tells you who is allowed to sign the result, and how independent that signatory must be from the people who made the material. That is the entire scope of the standard, and understanding it prevents most of the arguments that erupt at goods inward.

The standard defines four document types. Two of them — 2.1 and 2.2 — are non-specific, meaning they attest to the production run in general rather than to the material you received. The other two — 3.1 and 3.2 — are specific, meaning the results reported belong to the actual heat and the actual pieces you have been sent.

TypeNameSigned byTraceable to your material?
2.1Declaration of complianceManufacturerNo — statement of conformity only, no test data
2.2Test reportManufacturerNo — results from non-specific production testing
3.1Inspection certificate 3.1Manufacturer's authorised inspection representative, independent of the production departmentYes
3.2Inspection certificate 3.2As 3.1, plus the purchaser's representative or an independent third party inspectorYes

The 3.1 certificate in detail

A Type 3.1 certificate is issued by the manufacturer, but crucially it must be signed by an inspection representative who is organisationally independent of the manufacturing department. That independence is the point. It is not merely a production print-out with a stamp on it.

A properly issued 3.1 will carry: the manufacturer's name and works, the purchase order reference, the specification and grade, the heat or cast number, the product description and dimensions, the full ladle chemical analysis, the mechanical test results (tensile, yield, elongation and impact where applicable), the delivery condition and heat treatment, any supplementary test results such as hydrostatic or ultrasonic examination, and the name, title and signature of the authorised inspector.

For the large majority of industrial procurement — process piping, structural steel, general fabrication, most ASME B31.3 work — a 3.1 certificate is exactly the right document and is what Sarovar Tube Industries supplies as standard on every order.

When 3.2 is genuinely required

A Type 3.2 certificate is a 3.1 that has been counter-signed by a second, genuinely independent party: either the purchaser's own nominated inspector, or an accredited third party agency such as TUV, SGS, Bureau Veritas, Lloyd's Register or DNV. That inspector must have been present to witness the testing, not merely review the paperwork afterwards.

You need a 3.2 when:

  • The equipment falls under the Pressure Equipment Directive (2014/68/EU) in categories that require notified body involvement
  • A classification society — DNV, LR, ABS, IRS — is certifying the vessel or structure
  • The end client's specification explicitly calls for third party witnessed testing
  • Nuclear, defence or safety-critical service is involved
  • A regulator or insurer requires independent verification
The decision to buy 3.2 must be made before the material is manufactured. An inspector cannot witness a test that has already happened, and no amount of goodwill after despatch can convert a 3.1 into a 3.2.

The most common and most expensive mistake

A project specification calls for 3.2. The buyer, working to a tight schedule, orders from stock. Stock material carries 3.1 because it was produced against a general stocking order with no inspector present. At goods inward the certificate is rejected, the material cannot be used, and the line stops.

There is no retrospective remedy. The only options are to source new material with inspection arranged in advance, or to obtain a formal concession from the end client — which on a code-stamped vessel is rarely granted. Flagging the certification requirement at enquiry stage costs nothing; discovering it at delivery costs weeks.

How to read a certificate critically

  • Heat number: it must appear on the certificate and be physically stamped or stencilled on the material. If they do not match, stop and query.
  • Specification and revision: confirm the certificate cites the edition your project requires, not an older one.
  • Chemistry: check every reported element against the specification limits yourself. Reported values inside the range are common; values quietly outside it are not unknown.
  • Delivery condition: normalised, quenched and tempered, annealed or as-rolled. This must match what the design assumed.
  • Signature block: a 3.1 needs a named inspector with a title indicating independence from production. A 3.2 needs a second name and the agency's stamp.
  • Supplementary tests: if you ordered impact testing at −46 °C, the results must be on the certificate at that temperature.

Practical advice for buyers

State the certification type on the enquiry, on the purchase order and on the drawing title block. Where third party inspection is needed, name the agency and confirm who pays for the visit. Ask for the certificate in advance of despatch so any discrepancy is resolved while the material is still at the works. And keep the certificate with the fabrication records — on a plant that will be audited in twenty years, that piece of paper is the only proof that the metal in the wall is the metal you specified.

Every consignment from Sarovar Tube Industries ships with an EN 10204 Type 3.1 certificate as standard. Type 3.2 with TUV, SGS, BV, Lloyd's Register or DNV witness is arranged on request — tell us at enquiry stage and we will schedule the inspection into the order.

Sarovar Tube Industries
Sarovar Tube Industries — Technical Desk

Three decades of specifying, testing and exporting industrial metal products from Mumbai. Questions on this article? Ask us directly.

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EN 10204 3.1 / 3.2 Tested & Traceable Worldwide Despatch